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Restrictions have been placed on 6 unregulated lenders, known as Annex 1 firms, after the FCA raised concerns about their anti-money laundering policies, controls and procedures while assessing their applications.
Speech by Nikhil Rathi, FCA chief executive at the Corporation of the City of London’s annual City Dinner, Mansion House.
We have signed an agreement for a new office at 2 Wellington Place, which will become our long-term home in Leeds from 2028.
Speech by Sarah Pritchard, deputy chief executive, at Investment Association Annual Dinner 2026.
The FCA has banned Jeffrey Dawkins, the former chief executive of Vector Wealth Ltd, after he dishonestly acted as a front for a disqualified director using the company to sell high-risk bonds.